0000806085-05-000043.txt : 20120628
0000806085-05-000043.hdr.sgml : 20120628
20050217131704
ACCESSION NUMBER: 0000806085-05-000043
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050217
DATE AS OF CHANGE: 20050217
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AUXILIUM PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001182129
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 233016883
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-79973
FILM NUMBER: 05623425
BUSINESS ADDRESS:
STREET 1: 160 WEST GERMANTOWN PIKE
STREET 2: SUITE D-5
CITY: NORRISTOWN
STATE: PA
ZIP: 19401
BUSINESS PHONE: 610-239-8850
MAIL ADDRESS:
STREET 1: 160 WEST GERMANTOWN PIKE
STREET 2: SUITE D-5
CITY: NORRISTOWN
STATE: PA
ZIP: 19401
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC
CENTRAL INDEX KEY: 0000806085
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133216325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: LEHMAN BROTHERS
STREET 2: 745 SEVENTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125267000
MAIL ADDRESS:
STREET 1: LEHMAN BROTHERS
STREET 2: 745 SEVENTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC
DATE OF NAME CHANGE: 19901017
SC 13G/A
1
f05-02_1713ga1auxilium.txt
AUXILIUM AMENDMENT NO.1 TO SCHEDULE 13G
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No.1)
Auxilium Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
05334D10A
(CUSIP Number)
December 31, 2004
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person.......................Lehman Brothers Holdings Inc.
S.S. or I.R.S. Identification No. of Above Person................13-3216325
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power..............................................1,669,743(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power.........................................1,669,743(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person...1,669,743(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................8.07%(2)
12) Type of Reporting Person.................................................HC
(1) Includes warrants to purchase 75,567 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 75,567 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person................................Lehman Brothers Inc.
S.S. or I.R.S. Identification No. of Above Person................13-2518466
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................870,771(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power...........................................870,771(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....870,771(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................4.22%(2)
12) Type of Reporting Person.................................................BD
(1) Includes warrants to purchase 39,408 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 39,408 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person.....................................LB I Group Inc.
S.S. or I.R.S. Identification No. of Above Person................13-2741778
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................510,795(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power...........................................510,795(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....510,795(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................2.48%(2)
12) Type of Reporting Person.................................................CO
(1) Includes warrants to purchase 23,117 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 23,117 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person......Lehman Brothers Healthcare Venture Capital
Associates LP
S.S. or I.R.S. Identification No. of Above Person................03-0454314
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................417,436(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power...........................................417,436(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....417,436(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................2.02%(2)
12) Type of Reporting Person.................................................OO
(1) Includes warrants to purchase 18,892 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 18,892 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person.............Lehman Brothers Healthcare Venture
Capital LP
S.S. or I.R.S. Identification No. of Above Person................03-0454303
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................417,436(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power...........................................417,436(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....417,436(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................2.02%(2)
12) Type of Reporting Person.................................................OO
(1) Includes warrants to purchase 18,892 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 18,892 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting
Person.......................................................Lehman ALI Inc.
S.S. or I.R.S. Identification No. of Above Person................13-3695935
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................798,972(1)
6) Shared Voting Power....................................................-0-
7) Sole Dispositive Power...........................................798,972(1)
8) Shared Dispositive Power.............................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....798,972(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares.....[ ]
11) Percent of Class Represented by Amount in Row 9....................3.87%(2)
12) Type of Reporting Person............................................CO
(1) Includes warrants to purchase 36,159 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 36,159 shares of common stock issuable upon exercise of the warrants.
CUSIP No. ............................................................05334D10A
1) Name of Reporting
Person.......................................................Property Asset
Management Inc.
S.S. or I.R.S. Identification No. of Above Person................13-3555152
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization..............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................798,972(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power...........................................798,972(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....798,972(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................3.87%(2)
12) Type of Reporting Person.................................................CO
(1) Includes warrants to purchase 36,159 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 36,159 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting
Person.......................................................Lehman Brothers
P.A., LLC
S.S. or I.R.S. Identification No. of Above Person................52-2278632
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................798,972(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power...........................................798,972(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....798,972(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................3.87%(2)
12) Type of Reporting Person.................................................OO
(1) Includes warrants to purchase 36,159 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 36,159 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person.................Lehman
Brothers Partnership GP 2000/2001 LP
S.S. or I.R.S. Identification No. of Above Person................13-4143945
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................359,976(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power...........................................359,976(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....359,976(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................1.75%(2)
12) Type of Reporting Person.................................................OO
(1) Includes warrants to purchase 16,291 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 16,291 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person........................Lehman Brothers Partnership
Account 2000/2001, LP
S.S. or I.R.S. Identification No. of Above Person................13-4143945
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization...............................Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power................................................359,976(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power...........................................359,976(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person.....359,976(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................1.75%(2)
12) Type of Reporting Person.................................................OO
(1) Includes warrants to purchase 16,291 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 16,291 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person........................Lehman Brothers Offshore
Partners Ltd.
S.S. or I.R.S. Identification No. of Above Person................52-2038758
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization................................Bermuda
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power.................................................93,359(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power............................................93,359(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person......93,359(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................0.45%(2)
12) Type of Reporting Person.................................................OO
(1) Includes warrants to purchase 4,225 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 4,225 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person........................Lehman Brothers Offshore
Partnership GP 2000/2001 LP
S.S. or I.R.S. Identification No. of Above Person.......................N/A
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization................................Bermuda
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power............................................... 93,359(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power............................................93,359(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person..... 93,359(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................0.45%(2)
12) Type of Reporting Person.................................................OO
(1) Includes warrants to purchase 4,225 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 4,225 shares of common stock issuable upon exercise of the warrants.
CUSIP No. .............................................................05334D10A
1) Name of Reporting Person....................Lehman Brothers Offshore
Partnership Account 2000/2001, LP
S.S. or I.R.S. Identification No. of Above Person.......................N/A
2) Check the Appropriate Box if a Member of a Group.................(a) [ ]
(b) [ ]
3) SEC Use Only
4) Citizenship or Place of Organization................................Bermuda
Number of Shares Beneficially Owned by Each Reporting Person With:
5) Sole Voting Power.................................................93,359(1)
6) Shared Voting Power.....................................................-0-
7) Sole Dispositive Power............................................93,359(1)
8) Shared Dispositive Power................................................-0-
9) Aggregate Amount Beneficially Owned by Each Reporting Person......93,359(1)
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ]
11) Percent of Class Represented by Amount in Row 9....................0.45%(2)
12) Type of Reporting Person.................................................OO
(1) Includes warrants to purchase 4,225 shares of common stock.
(2) Based on 20,607,711 shares of the Issuer's common stock outstanding as of
November 3, 2004 as reported on Form 10-Q filed by the Issuer on November 5,
2004 and 4,225 shares of common stock issuable upon exercise of the warrants.
Item 1(a). Name of Issuer:
Auxilium Pharmaceuticals Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
160 West Germantown Pike
Suite D-5
Norristown, PA 19401
Item 2(a). Name of Person(s) Filing:
Lehman Brothers Holdings Inc.
Lehman Brothers Inc.
LB I Group Inc.
Lehman Brothers Healthcare Venture Capital Associates LP
Lehman Brothers Healthcare Venture Capital LP
Lehman ALI Inc.
Property Asset Management Inc.
Lehman Brothers P.A., LLC
Lehman Brothers Partnership GP 2000/2001 LP
Lehman Brothers Partnership Account 2000/2001, LP
Lehman Brothers Offshore Partners Ltd.
Lehman Brothers Offshore Partnership GP 2000/2001 LP
Lehman Brothers Offshore Partnership Account 2000/20001, LP
Item 2(b). Address of Principal Business Office:
Lehman Brothers Holdings Inc.
745 Seventh Avenue
New York, New York 10019
Lehman Brothers Inc.
745 Seventh Avenue
New York, New York 10019
LB I Group Inc.
745 Seventh Avenue
New York, New York 10019
Lehman Brothers Healthcare Venture Capital Associates LP
745 Seventh Avenue
New York, New York 10019
Lehman Brothers Healthcare Venture Capital LP
745 Seventh Avenue
New York, New York 10019
Lehman ALI Inc.
745 Seventh Avenue
New York, New York 10019
Property Asset Management Inc.
745 Seventh Avenue
New York, New York 10019
Lehman Brothers P.A., LLC
745 Seventh Avenue
New York, New York 10019
Lehman Brothers Partnership GP 2000/2001 LP
745 Seventh Avenue
New York, New York 10019
Lehman Brothers Partnership Account 2000/2001, LP
745 Seventh Avenue
New York, New York 10019
Lehman Brothers Offshore Partners Ltd.
Clarendon House
2 Church Street/P.O. Box HM 1022
Hamilton HM DX, Bermuda
Lehman Brothers Offshore Partnership GP 2000/2001 LP
Clarendon House
2 Church Street/P.O. Box HM 1022
Hamilton HM DX, Bermuda
Lehman Brothers Offshore Partnership Account 2000/20001, LP
Clarendon House
2 Church Street/P.O. Box HM 1022
Hamilton HM DX, Bermuda
Item 2(c). Citizenship or Place of Organization:
Lehman Brothers Holdings Inc. ("Holdings") is a corporation
organized under the laws of the State of Delaware.
Lehman Brothers Inc. ("LBI") is a corporation organized under
the laws of the State of Delaware.
LB I Group Inc. ("LB I Group") is a corporation organized
under the laws of the State of Delaware.
Lehman Brothers Healthcare Venture Capital Associates LP ("LB
Healthcare Associates LP") is a limited partnership organized
under the laws of the State of Delaware.
Lehman Brothers Healthcare Venture Capital LP ("LB Healthcare
LP") is a limited partnership organized under the laws of the
State of Delaware.
Lehman ALI Inc. ("Lehman ALI") is a corporation organized
under the laws of the State of Delaware.
Property Asset Management Inc. ("PAMI") is a corporation
organized under the laws of the State of Delaware.
Lehman Brothers P.A., LLC ("Lehman P.A. LLC") is a limited
liability company organized under the laws of the State
of Delaware.
Lehman Brothers Partnership GP 2000/2001 LP ("Lehman Brothers
GP 2000/2001") is a limited partnership organized under the
laws of the State of Delaware.
Lehman Brothers Partnership Account 2000/2001, LP ("Lehman
Brothers Account 2000/2001") is a limited partnership
organized under the laws of the State of Delaware.
Lehman Brothers Offshore Partners Ltd. ("Lehman Offshore Ltd")
is a corporation organized under the laws of Bermuda.
Lehman Brothers Offshore Partnership GP 2000/2001 LP ("Lehman
Offshore GP 2000/2001") is a limited partnership organized
under the laws of Bermuda.
Lehman Brothers Offshore Partnership Account 2000/2001, LP
("Lehman Offshore Account 2000/2001") is a limited partnership
organized under the laws of Bermuda.
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
05334D10A
Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or
(c), check whether the person filing is a:
(a) [ ] A broker or dealer under Section 15 of the 1934 Act
(b) [ ] A bank as defined in Section 3(a)(6) of the 1934 Act
(c) [ ] An insurance company as defined in Section 3(a)(19) of the
1934 Act
(d) [ ] An investment company registered under Section 8 of the
Investment Company Act of 1940
(e) [ ] An investment advisor in accordance with Rule 13d-1(b)(1)
(ii)(E)
(f) [ ] An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F)
(g) [ ] A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G)
(h) [ ] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act
(i) [ ] A church plan that is excluded from the definition of
investment company under Section 3(c)(14)Of the Investment
Company Act of 1940
(j) [ ] A group, in accordance with Rule 13d-1(b)(1)(ii)(J)
Item 4. Ownership
(a) Amount Beneficially Owned
See Item 9 of cover page.
(b) Percent of Class:
See Item 11 of cover page.
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote
(ii) shared power to vote or to direct the vote
(iii) sole power to dispose or to direct the disposition
(iv) shared power to dispose or to direct the disposition
See Items 5-8 of cover page.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary which Acquired
the Security being Reported on by the Parent Holding Company or
Control Person
LB Healthcare LP is the actual owner of 417,436 shares of
Common Stock and. LB Healthcare LP is a wholly-owned
subsidiary LB Healthcare Associates LP which is a wholly-owned
subsidiary of LB I Group, which is a wholly-owned subsidiary
of LBI, which is a wholly-owned subsidiary of Holdings.
Under the rules and regulations of the Securities and Exchange
Commission, Holdings, LBI, LB I Group and LB Healthcare
Associates LP may be deemed to be the beneficial owners of the
shares of Common Stock owned by LB Healthcare LP.
Lehman P.A. LLC is the actual owner of 798,972 shares of
Common Stock. Lehman P.A. LLC is a wholly-owned subsidiary of
PAMI, which is a wholly-owned subsidiary of Lehman ALI, which
is a wholly-owned subsidiary of Holdings.
Under the rules and regulations of the Securities and Exchange
Commission, Holdings, Lehman ALI and PAMI may be deemed to be
the beneficial owners of the shares of Common Stock owned by
Lehman P.A. LLC.
Lehman Brothers Account 2000/2001 is the actual owner of
359,976 shares of Common Stock. Lehman Brothers Account
2000/2001 is a wholly-owned subsidiary of Lehman Brothers GP
2000/2001 which is a wholly-owned subsidiary of LBI which is a
wholly-owned subsidiary of Holdings.
Under the rules and regulations of the Securities and Exchange
Commission, Holdings, LBI and Lehman Brothers GP 2000/2001 may
be deemed to be the beneficial owners of the shares of Common
Stock owned by Lehman Brothers Account 2000/2001.
Lehman Offshore Account 2000/2001 is the actual owner of
93,359 shares of Common Stock. Lehman Offshore Account
2000/2001 is a wholly-owned subsidiary of Lehman Offshore GP
2000/2001, which is a wholly-owned subsidiary of Lehman
Offshore Ltd, which is a wholly-owned subsidiary of LB I
Group, which is a wholly-owned subsidiary of LBI, which is a
wholly-owned subsidiary of Holdings.
Under the rules and regulations of the Securities and Exchange
Commission, Holdings, LBI, LB I Group, Lehman Offshore Ltd and
Lehman Offshore GP 2000/2001 may be deemed to be the
beneficial owners of te shares of Common Stock owned by Lehman
Offshore Account 2000/2001.
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
[ ] By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of
the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose
or effect.
[X] By signing below I hereby certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that
purpose or effect.
After reasonable inquiry and to the best of the undersigned's knowledge and
belief, the undersigned hereby certifies that the information set forth in this
statement is true, complete and correct.
Dated: February 17, 2005
LEHMAN BROTHERS HOLDINGS INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title: Vice President
LEHMAN BROTHERS INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Senior Vice President
LB I GROUP INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS HEALTHCARE VENTURE CAPITAL ASSOCIATES LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS HEALTHCARE VENTURE CAPITAL LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN ALI INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
PROPERTY ASSET MANAGEMENT INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS P.A., LLC
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS PARTNERSHIP GP 2000/2001 LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS PARTNERSHIP ACCOUNT 2000/2001, LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS OFFSHORE PARTNERS LTD.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS OFFSHORE PARTNERSHIP GP 2000/2001 LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS OFFSHORE PARTNERSHIP ACCOUNT 2000/2001, LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
EXHIBIT A - JOINT FILING AGREEMENT
The undersigned hereby agree that the Statement on Schedule 13G filed
herewith (and any amendments thereto), is being filed jointly with the
Securities and Exchange Commission pursuant to Rule 13d-1(k) (1) under the
Securities Exchange Act of 1934, as amended, on behalf of each such person.
Dated: February 17, 2005
LEHMAN BROTHERS HOLDINGS INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title: Vice President
LEHMAN BROTHERS INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Senior Vice President
LB I GROUP INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS HEALTHCARE VENTURE CAPITAL ASSOCIATES LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS HEALTHCARE VENTURE CAPITAL LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN ALI INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
PROPERTY ASSET MANAGEMENT INC.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS P.A., LLC
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS PARTNERSHIP GP 2000/2001 LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS PARTNERSHIP ACCOUNT 2000/2001, LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS OFFSHORE PARTNERS LTD.
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS OFFSHORE PARTNERSHIP GP 2000/2001 LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory
LEHMAN BROTHERS OFFSHORE PARTNERSHIP ACCOUNT 2000/2001, LP
By: /s/ Barrett S. DiPaolo
Name: Barrett S. DiPaolo
Title:Authorized Signatory